Commodity Futures Trading Commission
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Popular Topics for this Agency
- Banks (1)
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- Claims (5)
- Margin (2)
- Ethics (1)
- Cotton (2)
- Grains (2)
- Brokers (76)
- Privacy (3)
- Banking (1)
- Clearing (2)
- Currency (1)
- Gambling (1)
- Penalties (1)
- Customers (2)
- Securities (1)
- Disclosure (2)
- Bankruptcy (2)
- Advertising (17)
- Definitions (13)
- Reparations (1)
- Arbitration (1)
- Organization (1)
- Registration (5)
- Trade options (1)
- Miscellaneous (3)
- Official seal (1)
- Investigations (2)
- Foreign futures (9)
- Foreign options (7)
- Law enforcement (1)
- Foreign banking (1)
- Position limits (4)
- Contract markets (17)
- Customers' money (2)
- Commodity futures (144)
- Commodity options (8)
- Spread exemptions (4)
- Commodity interest (1)
- Foreign currencies (1)
- Block transactions (3)
- Consumer protection (50)
- Customer protection (5)
- Terrorist financing (1)
- Commodity exchanges (5)
- 17 cfr part brokers (1)
- Conflict of interests (1)
- Anti-money laundering (1)
- Clearing organizations (3)
- Civil monetary penalty (5)
- Freedom of information (1)
- Noncompetitive trading (2)
- Designation application (9)
- Prohibited transactions (4)
- Securities and property (2)
- Commodity pool operators (18)
- Agricultural commodities (4)
- Registration requirements (4)
- Security futures products (14)
- Rule enforcement programs (2)
- Bona fide hedge positions (4)
- Exempt commercial markets (1)
- Commodity trading advisors (14)
- Recordkeeping requirements (1)
- Members of contract markets (3)
- Rules relating to investigations (1)
- Confidential business information (1)
- Administrative practice and procedure (11)
- Significant price discovery contracts (1)
- Trading halts and settlement provisions (2)
- Transactions off the centralized market (3)
- Reporting and recordkeeping requirements (100)
- Functions and procedures of the commission (1)
- Authority delegations (government agencies) (9)
- Minimum financial and reported requirements (5)
- Security indexes and security futures products (1)
- Organization and functions (government agencies) (6)
- Treatment of foreign futures or foreign options secured amount (2)
- Permissible uses of official seal by cftc employee recreation association (1)
Most Recent 50 Entries
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July 2010
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Wednesday 21
- Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
- Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
- Orders Finding That the PJM WH Real Time Peak Contract and PJM WH Real Time Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
- Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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Tuesday 20
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Monday 19
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Friday 02
- Order Finding That the Fuel Oil-180 Singapore Swap Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
- Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function
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June 2010
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Tuesday 29
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Friday 25
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Tuesday 22
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Monday 21
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Thursday 17
- Request To Amend an Existing Order Under Section 4(c) of the Commodity Exchange Act Permitting Eligible Swap Participants To Submit for Clearing, and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear, Certain-Over-The-Counter Agricultural Swaps
- Petition of Hard Eight Futures, LLC for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From Section 2(a)(1)(C)(iv) of the Commodity Exchange Act and Appendix D to Part 30 of the Rules of the Commodity Futures Trading Commission
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Tuesday 15
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Friday 11
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Wednesday 02
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May 2010
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Friday 28
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Wednesday 05
- Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the HSC1
- Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding that the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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Tuesday 04
- Orders Finding that the (1) Phys,1
- Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function
- Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
- Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
- Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function
- Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function
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April 2010
Most Cited Entries
- Significant Price Discovery Contracts on Exempt Commercial Markets
12/12/2008; 50 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
08/10/2001; 38 citations - Significant Price Discovery Contracts on Exempt Commercial Markets
03/23/2009; 29 citations - Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order To Change and To Supplement Delivery Specifications
11/13/1997; 12 citations - Customer Margin Rules Relating to Security Futures
08/14/2002; 11 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
03/09/2001; 11 citations - Trade Options on the Enumerated Agricultural Commodities
11/04/1997; 10 citations - Amendments to Commodity Pool Operator and Commodity Trading Advisor Disclosure Rules
07/25/1995; 6 citations - Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges
10/11/2005; 5 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
06/22/2000; 5 citations - Revision of Federal Speculative Position Limits and Associated Rules
07/17/1998; 5 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
07/07/2006; 4 citations - Cash Settlement and Regulatory Halt Requirements for Security Futures Products
08/30/2001; 4 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
12/13/2000; 4 citations - Trade Options on the Enumerated Agricultural Commodities
08/31/1999; 4 citations - Alternative Execution, or Block Trading, Procedures for the Futures Industry
06/29/1999; 4 citations - Electronic Filing of Disclosure Documents With the Commission
04/15/1997; 4 citations - Notice of Revision of Commission Policy Regarding the Listing of New Futures and Option Contracts by Foreign Boards of Trade That Have Received Staff No-Action Relief to Provide Direct Access to Their Automated Trading Systems From Locations in the United States
04/18/2006; 3 citations - Cash Settlement and Regulatory Halt Requirements for Security Futures Products
05/24/2002; 3 citations - Privacy of Consumer Financial Information
04/27/2001; 3 citations - Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Related Contract Terms and Conditions
07/27/1999; 3 citations - Revision of Federal Speculative Position Limits and Associated Rules
05/05/1999; 3 citations - Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order To Designate Contract Markets and Amendment Order of November 7, 1997, as Applied to Such Contracts
05/13/1998; 3 citations - Account Identification for Eligible Bunched Orders
01/07/1998; 3 citations - Proposed Rulemaking Concerning Contract Market Rule Review Procedures
12/17/1996; 3 citations - Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions
11/22/1996; 3 citations - Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors
08/27/1996; 3 citations - Minimum Financial Requirements, Prepayment of Subordinated Debt and Gross Collection of Exchange-Set Margin for Omnibus Accounts
12/13/1995; 3 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
03/26/2007; 2 citations - Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities
07/13/2006; 2 citations - Performance Data and Disclosure for Commodity Trading Advisors
03/13/2003; 2 citations - Customer Margin Rules Relating to Security Futures; Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products
11/02/2001; 2 citations - Customer Margin Rules Relating to Security Futures
10/04/2001; 2 citations - Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products
10/04/2001; 2 citations - Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index
05/17/2001; 2 citations - Privacy of Customer Information
03/19/2001; 2 citations - Changes in Reporting Levels for Large Trader Reports
02/03/1999; 2 citations - Recordkeeping
06/05/1998; 2 citations - Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions
03/07/1997; 2 citations - Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended
12/26/1996; 2 citations - Futures Commission Merchants, Clearing Members and Foreign Brokers; Option Large Trader Reports Daily Filing Requirements
07/18/1996; 2 citations - Section 4(c) Contract Market Transactions
10/02/1995; 2 citations - Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act
11/13/2009; 1 citation - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
10/20/2009; 1 citation - Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function
08/20/2009; 1 citation - Electronic Filing of Disclosure Documents
11/26/2008; 1 citation - Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange-Traded Options
11/12/2008; 1 citation - Confidential Information and Commission Records and Information
08/01/2008; 1 citation - Confidential Information and Commission Records and Information
07/20/2007; 1 citation - Maintenance of Books, Records and Reports by Traders
06/22/2007; 1 citation
