Citations for: Interagency Paper on Sound Practices To Strengthen the Resilience of the U.S. Financial System

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  • 69 FR 12922: Securities Transactions Settlement (03/18/2004)
    Full Title:
    Securities Transactions Settlement
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, March 18, 2004
    Type:
    Proposed Rule
  • 69 FR 19586: Self-Regulatory Organizations; National Association of Securities Dealers, Inc. and New York Stock Exchange, Inc.; Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8 (04/13/2004)
    Full Title:
    Self-Regulatory Organizations; National Association of Securities Dealers, Inc. and New York Stock Exchange, Inc.; Order Approving Proposed Rule Changes Relating to Business Continuity Planning of Members and Notice of Filing and Order Granting Accelerated Approval of NASD Amendment Nos. 6, 7, and 8
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, April 13, 2004
    Type:
    Notice
  • 69 FR 22512: Policy Statement on Payments System Risk (04/26/2004)
    Full Title:
    Policy Statement on Payments System Risk
    Agency:
    Federal Reserve System
    Date Entered:
    Monday, April 26, 2004
    Type:
    Notice
  • 69 FR 69925: Policy on Payments System Risk (12/01/2004)
    Full Title:
    Policy on Payments System Risk
    Agency:
    Federal Reserve System
    Date Entered:
    Wednesday, December 01, 2004
    Type:
    Notice
  • 70 FR 42122: Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing (07/21/2005)
    Full Title:
    Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 21, 2005
    Type:
    Notice
  • 70 FR 55435: Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing (09/21/2005)
    Full Title:
    Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, September 21, 2005
    Type:
    Notice
  • 72 FR 2518: Policy on Payments System Risk (01/19/2007)
    Full Title:
    Policy on Payments System Risk
    Agency:
    Federal Reserve System
    Date Entered:
    Friday, January 19, 2007
    Type:
    Notice
  • 75 FR 42633: Business Continuity and Disaster Recovery (07/22/2010)
    Full Title:
    Business Continuity and Disaster Recovery
    Date Entered:
    Thursday, July 22, 2010
    Type:
    Proposed Rule
  • 75 FR 77306: Security-Based Swap Data Repository Registration, Duties, and Core Principles (12/10/2010)
    Full Title:
    Security-Based Swap Data Repository Registration, Duties, and Core Principles
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, December 10, 2010
    Type:
    Proposed Rule
  • 76 FR 10948: Registration and Regulation of Security-Based Swap Execution Facilities (02/28/2011)
    Full Title:
    Registration and Regulation of Security-Based Swap Execution Facilities
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, February 28, 2011
    Type:
    Proposed Rule
  • 76 FR 14472: Clearing Agency Standards for Operation and Governance (03/16/2011)
    Full Title:
    Clearing Agency Standards for Operation and Governance
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, March 16, 2011
    Type:
    Proposed Rule
  • 77 FR 66219: Clearing Agency Standards (11/02/2012)
    Full Title:
    Clearing Agency Standards
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, November 02, 2012
    Type:
    Rule

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