Citations for: Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Add NYSE Rules 60, 124(A), 130, 407A, 411(b), 440I, and 445(4) to the “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to NYSE Rule 476A”

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Citations

  • 17 CFR 240.19
  • 17 CFR 200.30
  • 68 FR 35045 : Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc.; Adding Rules 60, 124(A), 130, 407A, 411(b), 440I, and 445(4) to the “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” (06/11/2003)
    Full Title:
    Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc.; Adding Rules 60, 124(A), 130, 407A, 411(b), 440I, and 445(4) to the “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A”
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 11, 2003
    Type:
    Notice
  • 15 U.S.C. 78

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