Citations for: Smaller Reporting Company Regulatory Relief and Simplification

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Citations

  • 17 CFR 229.10
  • 17 CFR 230.110
  • 17 CFR 228.10
  • 17 CFR 239.9
  • 17 CFR 239.0
  • 17 CFR 240.0
  • 17 CFR 249.0
  • 17 CFR 240.14
  • 17 CFR 210.3
  • 17 CFR 260.0
  • 17 CFR 269.0
  • 17 CFR 240.12
  • 17 CFR 210.8
  • 17 CFR 229.101
  • 17 CFR 228.401
  • 17 CFR 229.401
  • 17 CFR 229.404
  • 5 CFR 1320.11
  • 17 CFR 230.157
  • 17 CFR 249.210
  • 17 CFR 229.601
  • 17 CFR 240.3
  • 17 CFR 249.308
  • 17 CFR 210.01
  • 17 CFR 230.405
  • 17 CFR 249.310
  • 17 CFR 229.901
  • 17 CFR 229.900
  • 17 CFR 239.11
  • 17 CFR 249.312
  • 17 CFR 249.331
  • 17 CFR 274.128
  • 17 CFR 249.330
  • 17 CFR 274.101
  • 17 CFR 249.322
  • 17 CFR 249.306
  • 17 CFR 229.303
  • 17 CFR 229.701
  • 17 CFR 229.302
  • 17 CFR 210
  • 17 CFR 229.403
  • 17 CFR 229.402
  • 17 CFR 229.406
  • 17 CFR 229.201
  • 57 FR 36442
  • 57 FR 9768
  • 70 FR 44722 : Securities Offering Reform (08/03/2005)
    Full Title:
    Securities Offering Reform
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, August 03, 2005
    Type:
    Rule
  • 72 FR 35118 : Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3 (06/26/2007)
    Full Title:
    Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 And F-3
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, June 26, 2007
    Type:
    Proposed Rule
  • 72 FR 35324 : Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (06/27/2007)
    Full Title:
    Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 27, 2007
    Type:
    Rule
  • 72 FR 35346 : Definition of a Significant Deficiency (06/27/2007)
    Full Title:
    Definition of a Significant Deficiency
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 27, 2007
    Type:
    Proposed Rule
  • 72 FR 36822 : Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates (07/05/2007)
    Full Title:
    Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 05, 2007
    Type:
    Proposed Rule
  • 72 FR 37376 : Electronic Filing and Simplification of Form D (07/09/2007)
    Full Title:
    Electronic Filing and Simplification of Form D
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, July 09, 2007
    Type:
    Proposed Rule
  • 72 FR 37608 : Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934 (07/10/2007)
    Full Title:
    Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, July 10, 2007
    Type:
    Proposed Rule
  • 72 FR 39670 : Smaller Reporting Company Regulatory Relief and Simplification (07/19/2007)
    Full Title:
    Smaller Reporting Company Regulatory Relief and Simplification
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 19, 2007
    Type:
    Proposed Rule
  • 72 FR 39680 : Smaller Reporting Company Regulatory Relief and Simplification (07/19/2007)
    Full Title:
    Smaller Reporting Company Regulatory Relief and Simplification
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 19, 2007
    Type:
    Proposed Rule
  • 72 FR 39676 : Smaller Reporting Company Regulatory Relief and Simplification (07/19/2007)
    Full Title:
    Smaller Reporting Company Regulatory Relief and Simplification
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 19, 2007
    Type:
    Proposed Rule
  • 72 FR 39678 : Smaller Reporting Company Regulatory Relief and Simplification (07/19/2007)
    Full Title:
    Smaller Reporting Company Regulatory Relief and Simplification
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 19, 2007
    Type:
    Proposed Rule
  • 72 FR 39673 : Smaller Reporting Company Regulatory Relief and Simplification (07/19/2007)
    Full Title:
    Smaller Reporting Company Regulatory Relief and Simplification
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, July 19, 2007
    Type:
    Proposed Rule
  • 72 FR 44927 : Definition of the Term Significant Deficiency (08/09/2007)
    Full Title:
    Definition of the Term Significant Deficiency
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, August 09, 2007
    Type:
    Rule
  • 72 FR 45116 : Revisions of Limited Offering Exemptions in Regulation D (08/10/2007)
    Full Title:
    Revisions of Limited Offering Exemptions in Regulation D
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, August 10, 2007
    Type:
    Proposed Rule
  • 72 FR 45600 : Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards (08/14/2007)
    Full Title:
    Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, August 14, 2007
    Type:
    Proposed Rule
  • 72 FR 69554 : Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 (12/07/2007)
    Full Title:
    Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, December 07, 2007
    Type:
    Rule
  • 72 FR 71546 : Revisions to Rules 144 and 145 (12/17/2007)
    Full Title:
    Revisions to Rules 144 and 145
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, December 17, 2007
    Type:
    Rule
  • 15 U.S.C. 77
  • 15 U.S.C. 78
  • 44 U.S.C. 3501
  • 44 U.S.C. 3507
  • 5 U.S.C. 604
  • 18 U.S.C. 1350
  • 26 U.S.C. 1274
  • 26 U.S.C. 401
  • 15 U.S.C. 80

Entries Referencing This

  • 73 FR 7450: Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers (02/07/2008)
    Full Title:
    Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, February 07, 2008
    Type:
    Proposed Rule
  • 73 FR 13404: Foreign Issuer Reporting Enhancements (03/12/2008)
    Full Title:
    Foreign Issuer Reporting Enhancements
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, March 12, 2008
    Type:
    Proposed Rule
  • 73 FR 15807: Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies (03/25/2008)
    Full Title:
    Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, March 25, 2008
    Type:
    Notice
  • 73 FR 20512: Revisions to Form S-11 To Permit Historical Incorporation by Reference (04/15/2008)
    Full Title:
    Revisions to Form S-11 To Permit Historical Incorporation by Reference
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, April 15, 2008
    Type:
    Rule
  • 73 FR 38094: Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers (07/02/2008)
    Full Title:
    Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, July 02, 2008
    Type:
    Rule
  • 73 FR 58300: Foreign Issuer Reporting Enhancements (10/06/2008)
    Full Title:
    Foreign Issuer Reporting Enhancements
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, October 06, 2008
    Type:
    Rule
  • 73 FR 62586: Approval of Noise Compatibility Program for Meadows Field Airport, Bakersfield, CA (10/21/2008)
    Full Title:
    Approval of Noise Compatibility Program for Meadows Field Airport, Bakersfield, CA
    Agency:
    Department of Transportation
    Date Entered:
    Tuesday, October 21, 2008
    Type:
    Notice
  • 74 FR 28750: Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules To Reflect Changes to the Rules of the Commission (06/17/2009)
    Full Title:
    Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules To Reflect Changes to the Rules of the Commission
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 17, 2009
    Type:
    Notice
  • 75 FR 79992: End-User Exception to Mandatory Clearing of Security-Based Swaps (12/21/2010)
    Full Title:
    End-User Exception to Mandatory Clearing of Security-Based Swaps
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, December 21, 2010
    Type:
    Proposed Rule
  • 77 FR 38421: Listing Standards for Compensation Committees (06/27/2012)
    Full Title:
    Listing Standards for Compensation Committees
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 27, 2012
    Type:
    Rule

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