Citations for: Amendments to Rules for Nationally Recognized Statistical Rating Organizations

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Entries Referencing This

  • 75 FR 10060: Money Market Fund Reform (03/04/2010)
    Full Title:
    Money Market Fund Reform
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, March 04, 2010
    Type:
    Rule
  • 75 FR 42982: Concept Release on the U.S. Proxy System (07/22/2010)
    Full Title:
    Concept Release on the U.S. Proxy System
    Date Entered:
    Thursday, July 22, 2010
    Type:
    Proposed Rule
  • 75 FR 62718: Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (10/13/2010)
    Full Title:
    Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, October 13, 2010
    Type:
    Proposed Rule
  • 75 FR 64182: Issuer Review of Assets in Offerings of Asset-Backed Securities (10/19/2010)
    Full Title:
    Issuer Review of Assets in Offerings of Asset-Backed Securities
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, October 19, 2010
    Type:
    Proposed Rule
  • 75 FR 67254: Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings (11/02/2010)
    Full Title:
    Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
    Date Entered:
    Tuesday, November 02, 2010
    Type:
    Proposed Rule
  • 75 FR 67642: Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (11/03/2010)
    Full Title:
    Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Wednesday, November 03, 2010
    Type:
    Proposed Rule
  • 75 FR 77306: Security-Based Swap Data Repository Registration, Duties, and Core Principles (12/10/2010)
    Full Title:
    Security-Based Swap Data Repository Registration, Duties, and Core Principles
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, December 10, 2010
    Type:
    Proposed Rule
  • 76 FR 4489: Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (01/26/2011)
    Full Title:
    Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, January 26, 2011
    Type:
    Rule
  • 76 FR 10948: Registration and Regulation of Security-Based Swap Execution Facilities (02/28/2011)
    Full Title:
    Registration and Regulation of Security-Based Swap Execution Facilities
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, February 28, 2011
    Type:
    Proposed Rule
  • 76 FR 26550: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 (05/06/2011)
    Full Title:
    Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, May 06, 2011
    Type:
    Proposed Rule
  • 76 FR 28265: Solicitation of Comment To Assist in Study on Assigned Credit Ratings (05/16/2011)
    Full Title:
    Solicitation of Comment To Assist in Study on Assigned Credit Ratings
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, May 16, 2011
    Type:
    Notice
  • 76 FR 33420: Nationally Recognized Statistical Rating Organizations (06/08/2011)
    Full Title:
    Nationally Recognized Statistical Rating Organizations
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 08, 2011
    Type:
    Proposed Rule
  • 76 FR 33420: Nationally Recognized Statistical Rating Organizations (06/08/2011)
    Full Title:
    Nationally Recognized Statistical Rating Organizations
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, June 08, 2011
    Type:
    Proposed Rule
  • 76 FR 65784: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants (10/24/2011)
    Full Title:
    Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, October 24, 2011
    Type:
    Proposed Rule
  • 76 FR 72227: Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment (11/22/2011)
    Full Title:
    Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Tuesday, November 22, 2011
    Type:
    Notice
  • 77 FR 8082: Regulatory Flexibility Agenda (02/13/2012)
    Full Title:
    Regulatory Flexibility Agenda
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, February 13, 2012
    Type:
    Proposed Rule
  • 77 FR 71201: Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment (11/29/2012)
    Full Title:
    Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, November 29, 2012
    Type:
    Notice

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