Explore citations and references
Citations
- 74 FR 18982
- 72 FR 6936
- 66 FR 45604
- 47 FR 18618
-
69 FR 71127
: Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization (12/08/2004)
- Full Title:
- Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization
- Agency:
- Securities and Exchange Commission
- Date Entered:
- Wednesday, December 08, 2004
- Type:
- Proposed Rule
-
69 FR 71256
: Concept Release Concerning Self-Regulation (12/08/2004)
- Full Title:
- Concept Release Concerning Self-Regulation
- Agency:
- Securities and Exchange Commission
- Date Entered:
- Wednesday, December 08, 2004
- Type:
- Proposed Rule
-
71 FR 38740
: Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (07/07/2006)
- Full Title:
- Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, July 07, 2006
- Type:
- Proposed Rule
-
72 FR 6946
: Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROsâ€) (02/14/2007)
- Full Title:
- Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROsâ€)
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Wednesday, February 14, 2007
- Type:
- Rule
-
72 FR 6950
: Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROsâ€) (02/14/2007)
- Full Title:
- Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROsâ€)
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Wednesday, February 14, 2007
- Type:
- Rule
- 7 U.S.C. 1
- 7 U.S.C. 7
- 7 U.S.C. 5
- 7 U.S.C. 6
- 5 U.S.C. 601
- 15 U.S.C. 632
- 5 U.S.C. 605
- 44 U.S.C. 3501
- 7 U.S.C. 19
- 7 U.S.C. 2
- 12 U.S.C. 1841
Entries Referencing This
-
76 FR 722:
Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest (01/06/2011)
- Full Title:
- Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Thursday, January 06, 2011
- Type:
- Proposed Rule
-
76 FR 722:
Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest (01/06/2011)
- Full Title:
- Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Thursday, January 06, 2011
- Type:
- Proposed Rule
-
76 FR 722:
Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest (01/06/2011)
- Full Title:
- Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Thursday, January 06, 2011
- Type:
- Proposed Rule
-
76 FR 722:
Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest (01/06/2011)
- Full Title:
- Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Thursday, January 06, 2011
- Type:
- Proposed Rule
-
76 FR 1214:
Core Principles and Other Requirements for Swap Execution Facilities (01/07/2011)
- Full Title:
- Core Principles and Other Requirements for Swap Execution Facilities
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, January 07, 2011
- Type:
- Proposed Rule
-
76 FR 1214:
Core Principles and Other Requirements for Swap Execution Facilities (01/07/2011)
- Full Title:
- Core Principles and Other Requirements for Swap Execution Facilities
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, January 07, 2011
- Type:
- Proposed Rule
-
76 FR 13101:
Requirements for Processing, Clearing, and Transfer of Customer Positions (03/10/2011)
- Full Title:
- Requirements for Processing, Clearing, and Transfer of Customer Positions
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Thursday, March 10, 2011
- Type:
- Proposed Rule
-
76 FR 71626:
Position Limits for Futures and Swaps (11/18/2011)
- Full Title:
- Position Limits for Futures and Swaps
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, November 18, 2011
- Type:
- Rule
