Explore citations and references
Citations
- 17 CFR 145.9
- 17 CFR 1.63
- 75 FR 63732
- 72 FR 6936
- 66 FR 45604
- 47 FR 18618
- 75 FR 65586
- 75 FR 77576
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66 FR 42256
: A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations (08/10/2001)
- Full Title:
- A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, August 10, 2001
- Type:
- Rule
-
71 FR 38741
: Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (07/07/2006)
- Full Title:
- Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, July 07, 2006
- Type:
- Proposed Rule
-
74 FR 68334
: Proxy Disclosure Enhancements (12/23/2009)
- Full Title:
- Proxy Disclosure Enhancements
- Agency:
- Securities and Exchange Commission
- Date Entered:
- Wednesday, December 23, 2009
- Type:
- Rule
-
75 FR 63741
: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest (10/18/2010)
- Full Title:
- Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Monday, October 18, 2010
- Type:
- Proposed Rule
-
75 FR 63747
: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest (10/18/2010)
- Full Title:
- Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Monday, October 18, 2010
- Type:
- Proposed Rule
-
75 FR 63750
: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest (10/18/2010)
- Full Title:
- Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Monday, October 18, 2010
- Type:
- Proposed Rule
-
75 FR 63751
: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest (10/18/2010)
- Full Title:
- Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Monday, October 18, 2010
- Type:
- Proposed Rule
-
75 FR 80211
: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” (12/21/2010)
- Full Title:
- Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Tuesday, December 21, 2010
- Type:
- Proposed Rule
-
75 FR 80612
: Core Principles and Other Requirements for Designated Contract Markets (12/22/2010)
- Full Title:
- Core Principles and Other Requirements for Designated Contract Markets
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Wednesday, December 22, 2010
- Type:
- Proposed Rule
- 7 U.S.C. 1
- 7 U.S.C. 5
- 7 U.S.C. 12
- 7 U.S.C. 7
- 5 U.S.C. 601
- 5 U.S.C. 605
- 44 U.S.C. 3501
- 44 U.S.C. 3506
- 7 U.S.C. 19
- 7 U.S.C. 2
Entries Referencing This
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76 FR 29818:
Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping (05/23/2011)
- Full Title:
- Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Monday, May 23, 2011
- Type:
- Proposed Rule
-
76 FR 44464:
Process for Review of Swaps for Mandatory Clearing (07/26/2011)
- Full Title:
- Process for Review of Swaps for Mandatory Clearing
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Tuesday, July 26, 2011
- Type:
- Rule
-
76 FR 68236:
Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others (11/03/2011)
- Full Title:
- Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others
- Agency:
- Securities and Exchange Commission
- Date Entered:
- Thursday, November 03, 2011
- Type:
- Notice
-
76 FR 69334:
Derivatives Clearing Organization General Provisions and Core Principles (11/08/2011)
- Full Title:
- Derivatives Clearing Organization General Provisions and Core Principles
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Tuesday, November 08, 2011
- Type:
- Rule
-
77 FR 36611:
Core Principles and Other Requirements for Designated Contract Markets (06/19/2012)
- Full Title:
- Core Principles and Other Requirements for Designated Contract Markets
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Tuesday, June 19, 2012
- Type:
- Rule
-
77 FR 66287:
Adaptation of Regulations To Incorporate Swaps (11/02/2012)
- Full Title:
- Adaptation of Regulations To Incorporate Swaps
- Agency:
- Commodity Futures Trading Commission
- Date Entered:
- Friday, November 02, 2012
- Type:
- Rule
