Citations for: Derivatives Clearing Organization General Provisions and Core Principles

Explore citations and references

Citations

  • 5 CFR 1320.11
  • 17 CFR 39.12
  • 17 CFR 39.13
  • 17 CFR 39.11
  • 66 FR 45604
  • 76 FR 44763
  • 76 FR 13101
  • 76 FR 45730
  • 75 FR 63732
  • 75 FR 78185
  • 75 FR 77576
  • 75 FR 63113
  • 76 FR 25274
  • 76 FR 16587
  • 76 FR 44776
  • 76 FR 44464
  • 76 FR 45724
  • 75 FR 81519
  • 75 FR 70881
  • 76 FR 41048
  • 76 FR 16588
  • 76 FR 43851
  • 75 FR 80747
  • 75 FR 71397
  • 47 FR 18618
  • 75 FR 76574 : Swap Data Recordkeeping and Reporting Requirements (12/08/2010)
    Full Title:
    Swap Data Recordkeeping and Reporting Requirements
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Wednesday, December 08, 2010
    Type:
    Proposed Rule
  • 75 FR 80174 : Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant” (12/21/2010)
    Full Title:
    Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, December 21, 2010
    Type:
    Proposed Rule
  • 75 FR 80572 : Core Principles and Other Requirements for Designated Contract Markets (12/22/2010)
    Full Title:
    Core Principles and Other Requirements for Designated Contract Markets
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Wednesday, December 22, 2010
    Type:
    Proposed Rule
  • 76 FR 722 : Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest (01/06/2011)
    Full Title:
    Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Thursday, January 06, 2011
    Type:
    Proposed Rule
  • 76 FR 1214 : Core Principles and Other Requirements for Swap Execution Facilities (01/07/2011)
    Full Title:
    Core Principles and Other Requirements for Swap Execution Facilities
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Friday, January 07, 2011
    Type:
    Proposed Rule
  • 76 FR 1890 : Risk-Based Capital Guidelines: Market Risk (01/11/2011)
    Full Title:
    Risk-Based Capital Guidelines: Market Risk
    Agency:
    Department of the Treasury
    Date Entered:
    Tuesday, January 11, 2011
    Type:
    Proposed Rule
  • 76 FR 3698 : Risk Management Requirements for Derivatives Clearing Organizations (01/20/2011)
    Full Title:
    Risk Management Requirements for Derivatives Clearing Organizations
    Date Entered:
    Thursday, January 20, 2011
    Type:
    Proposed Rule
  • 76 FR 33066 : Adaptation of Regulations to Incorporate Swaps (06/07/2011)
    Full Title:
    Adaptation of Regulations to Incorporate Swaps
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, June 07, 2011
    Type:
    Proposed Rule
  • 76 FR 33818 : Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (06/09/2011)
    Full Title:
    Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Thursday, June 09, 2011
    Type:
    Proposed Rule
  • 76 FR 54538 : Swap Data Repositories: Registration Standards, Duties and Core Principles (09/01/2011)
    Full Title:
    Swap Data Repositories: Registration Standards, Duties and Core Principles
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Thursday, September 01, 2011
    Type:
    Rule
  • 7 U.S.C. 1
  • 7 U.S.C. 12
  • 7 U.S.C. 7
  • 7 U.S.C. 6
  • 15 U.S.C. 78
  • 7 U.S.C. 2
  • 11 U.S.C. 546
  • 12 U.S.C. 1818
  • 7 U.S.C. 19
  • 5 U.S.C. 605
  • 5 U.S.C. 601
  • 44 U.S.C. 3501
  • 44 U.S.C. 3507
  • 5 U.S.C. 552
  • 7 U.S.C. 5

Entries Referencing This

  • 77 FR 6336: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (02/07/2012)
    Full Title:
    Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, February 07, 2012
    Type:
    Rule
  • 77 FR 6336: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (02/07/2012)
    Full Title:
    Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, February 07, 2012
    Type:
    Rule
  • 77 FR 6336: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions (02/07/2012)
    Full Title:
    Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, February 07, 2012
    Type:
    Rule
  • 77 FR 20128: Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants (04/03/2012)
    Full Title:
    Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, April 03, 2012
    Type:
    Rule
  • 77 FR 21278: Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management (04/09/2012)
    Full Title:
    Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Monday, April 09, 2012
    Type:
    Rule
  • 77 FR 36611: Core Principles and Other Requirements for Designated Contract Markets (06/19/2012)
    Full Title:
    Core Principles and Other Requirements for Designated Contract Markets
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, June 19, 2012
    Type:
    Rule
  • 77 FR 44441: Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA (07/30/2012)
    Full Title:
    Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Monday, July 30, 2012
    Type:
    Rule
  • 77 FR 45907: Financial Market Utilities (08/02/2012)
    Full Title:
    Financial Market Utilities
    Agency:
    Federal Reserve System
    Date Entered:
    Thursday, August 02, 2012
    Type:
    Rule
  • 77 FR 49428: Agency Information Collection Activities; Proposed Collection, Comment Request: Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation (08/16/2012)
    Full Title:
    Agency Information Collection Activities; Proposed Collection, Comment Request: Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Thursday, August 16, 2012
    Type:
    Notice
  • 77 FR 55903: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants (09/11/2012)
    Full Title:
    Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Tuesday, September 11, 2012
    Type:
    Rule
  • 77 FR 59231: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (09/26/2012)
    Full Title:
    Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Wednesday, September 26, 2012
    Type:
    Notice
  • 77 FR 59998: Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (10/01/2012)
    Full Title:
    Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Monday, October 01, 2012
    Type:
    Notice
  • 77 FR 66219: Clearing Agency Standards (11/02/2012)
    Full Title:
    Clearing Agency Standards
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Friday, November 02, 2012
    Type:
    Rule
  • 77 FR 66287: Adaptation of Regulations To Incorporate Swaps (11/02/2012)
    Full Title:
    Adaptation of Regulations To Incorporate Swaps
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Friday, November 02, 2012
    Type:
    Rule
  • 77 FR 67036: Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (11/08/2012)
    Full Title:
    Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, November 08, 2012
    Type:
    Notice
  • 77 FR 67042: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (11/08/2012)
    Full Title:
    Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
    Agency:
    Securities and Exchange Commission
    Date Entered:
    Thursday, November 08, 2012
    Type:
    Notice
  • 77 FR 67865: Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (11/14/2012)
    Full Title:
    Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Wednesday, November 14, 2012
    Type:
    Proposed Rule
  • 77 FR 74283: Clearing Requirement Determination Under Section 2(h) of the CEA (12/13/2012)
    Full Title:
    Clearing Requirement Determination Under Section 2(h) of the CEA
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Thursday, December 13, 2012
    Type:
    Rule
  • 77 FR 74647: Agency Information Collection Activities: Proposed Collection, Comment Request: Form TO, Annual Notice Filing for Counterparties to Unreported Trade Options (12/17/2012)
    Full Title:
    Agency Information Collection Activities: Proposed Collection, Comment Request: Form TO, Annual Notice Filing for Counterparties to Unreported Trade Options
    Agency:
    Commodity Futures Trading Commission
    Date Entered:
    Monday, December 17, 2012
    Type:
    Notice

Loading most recent entriesloading

Feedback