Commodity futures
Most Recent 50 Entries
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January 2013
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December 2012
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November 2012
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July 2012
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June 2012
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April 2012
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February 2012
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January 2012
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December 2011
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November 2011
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December 2010
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November 2010
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Most Cited Entries
- Significant Price Discovery Contracts on Exempt Commercial Markets
12/12/2008; 51 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
08/10/2001; 46 citations - Significant Price Discovery Contracts on Exempt Commercial Markets
03/23/2009; 29 citations - Derivatives Clearing Organization General Provisions and Core Principles
11/08/2011; 19 citations - Registration of Swap Dealers and Major Swap Participants
11/23/2010; 19 citations - Core Principles and Other Requirements for Designated Contract Markets
12/22/2010; 17 citations - Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
04/03/2012; 16 citations - Registration of Swap Dealers and Major Swap Participants
01/19/2012; 12 citations - Position Limits for Futures and Swaps
11/18/2011; 12 citations - Adaptation of Regulations to Incorporate Swaps
06/07/2011; 12 citations - Adaptation of Regulations to Incorporate Swaps
06/07/2011; 12 citations - Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
09/10/2010; 12 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
03/09/2001; 11 citations - A New Regulatory Framework for Clearing Organizations
08/29/2001; 10 citations - Capital Requirements of Swap Dealers and Major Swap Participants
05/12/2011; 8 citations - Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
04/09/2012; 7 citations - Position Limits for Derivatives
01/26/2011; 7 citations - Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
12/03/2010; 7 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
07/07/2006; 7 citations - Core Principles and Other Requirements for Designated Contract Markets
06/19/2012; 6 citations - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
02/07/2012; 6 citations - Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
01/06/2011; 6 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
06/22/2000; 6 citations - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
06/09/2011; 5 citations - Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges
10/11/2005; 5 citations - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
09/11/2012; 4 citations - Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
02/11/2011; 4 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
12/13/2000; 4 citations - Commodity Options
04/27/2012; 3 citations - Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
12/19/2011; 3 citations - Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
02/11/2011; 3 citations - Special Calls
06/22/2007; 3 citations - Special Calls
06/22/2007; 3 citations - Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications
01/12/2006; 3 citations - Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications
01/12/2006; 3 citations - Investment of Customer Funds and Record of Investments
02/03/2005; 3 citations - Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors; Past Performance Issues
08/08/2003; 3 citations - Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
02/24/2012; 2 citations - Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations
01/26/2010; 2 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
03/26/2007; 2 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROsâ€)
02/14/2007; 2 citations - Performance Data and Disclosure for Commodity Trading Advisors
03/13/2003; 2 citations - Rules Relating to Intermediaries of Commodity Interest Transactions
12/13/2000; 2 citations - Exemption from Certain Part 4 Requirements for Commodity Pool Operators With Respect to Offerings to Qualified Eligible Persons and for Commodity Trading Advisors With Respect to Advising Qualified Eligible Persons
08/04/2000; 2 citations - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
11/14/2012; 1 citation - Adaptation of Regulations To Incorporate Swaps
11/02/2012; 1 citation - Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
07/26/2012; 1 citation - Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
11/16/2011; 1 citation - Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA
09/20/2011; 1 citation - Process for Review of Swaps for Mandatory Clearing
07/26/2011; 1 citation
Agencies Using this Topic
Entry Types for Topic
"Commodity futures" combines the following topics from the Federal Register:
- Commodity futures
- Commodity futures trading commission
- Commodity futures commodity pool operators
- Commodities futures
Related Topics
- Reporting and recordkeeping requirements (128)
- Brokers (106)
- Consumer protection (64)
- Commodity pool operators (29)
- Advertising (25)
- Commodity trading advisors (25)
- Swaps (21)
- Administrative practice and procedure (19)
- Swap dealers (17)
- Conflict of interests (17)
- Contract markets (15)
- Authority delegations (government agencies) (15)
- Major swap participants (14)
- Minimum financial requirements (12)
- Definitions (11)
- Cotton (10)
- Customer protection (9)
- Designation application (9)
- Designated contract markets (9)
- Registration (8)
- Commodity options (8)
- Block transactions (8)
- Transactions off the centralized market (8)
- Organization and functions (government agencies) (8)
- Clearing (7)
- Currency (7)
- Bankruptcy (7)
- Commodity exchanges (6)
- Prohibited transactions (6)
- Agricultural commodities (6)
- Securities (5)
- Principals (5)
- Registered entities (5)
- Business and industry (5)
- Confidential business information (5)
- Grains (4)
- Directors (4)
- Disclosure (4)
- Committees (4)
- Agriculture (4)
- Special calls (4)
- Investigations (4)
- Bulk transfers (4)
- Position limits (4)
- Risk assessment (4)
- Customer's money (4)
- Foreign exchange (4)
- Trading practices (4)
- Freedom of information (4)
- Securities and property (4)
- Bona fide hedge positions (4)
- Recordkeeping requirements (4)
- Retail foreign exchange dealers (4)
- Fraud (3)
- Penalties (3)
- Licensing (3)
- Antitrust (3)
- Law enforcement (3)
- Risk management (3)
- Banks and banking (3)
- Conduct standards (3)
- Associated persons (3)
- Systemic market event (3)
- Clearing organizations (3)
- Physical commodity swaps (3)
- Grandfather relief order (3)
- Swap execution facilities (3)
- Security futures products (3)
- Members of contract markets (3)
- Electronic trading facility (3)
- Eligible commercial entities (3)
- Eligible contract participants (3)
- Federal financial regulatory authority (3)
- Banks (2)
- Banking (2)
- Customers (2)
- Reparations (2)
- Arbitration (2)
- Sunshine act (2)
- Foreign banking (2)
- Foreign futures (2)
- Counter-terrorism (2)
- Spread exemptions (2)
- Rules of practice (2)
- Referenced contracts (2)
- Noncompetitive trading (2)
- Counter money laundering (2)
- Open commission meetings (2)
- Registration application (2)
- Rule enforcement programs (2)
- Commission records and information (2)
- Participant and product eligibility (2)
- Privacy (1)
- Gambling (1)
- Litigation (1)
- Membership (1)
- Cooperatives (1)
- Trade options (1)
- Miscellaneous (1)
- Application form (1)
