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Most Cited Entries
- Adaptation of Regulations to Incorporate Swaps
06/07/2011; 12 citations - Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
10/18/2010; 8 citations - Adaptation of Regulations To Incorporate Swaps
11/02/2012; 1 citation
Agencies Using this Topic
Entry Types for Topic
Related Topics
- Conflict of interest (7)
- Minimum financial and reporting requirements (5)
- Committees (4)
- Definitions (4)
- Commodity futures (4)
- Designated contract markets (4)
- Swaps (3)
- Brokers (3)
- Agriculture (3)
- Swap dealers (3)
- Consumer protection (3)
- Agricultural commodity (3)
- Major swap participants (3)
- Reporting and recordkeeping requirements (3)
- Special calls (2)
- Bulk transfers (2)
- Risk assessment (2)
- Customer's money (2)
- Foreign exchange (2)
- Trading practices (2)
- Registered entity (2)
- Systemic market event (2)
- Freedom of information (2)
- Principal-to-principal (2)
- Securities and property (2)
- Commodity pool operators (2)
- Grandfather relief order (2)
- Security futures products (2)
- Commodity trading advisors (2)
- Recordkeeping requirements (2)
- Electronic trading facility (2)
- Eligible commercial entities (2)
- Eligible contract participants (2)
- Retail foreign exchange dealers (2)
- Confidential business information (2)
- Federal financial regulatory authority (2)
- Authority delegations (government agencies) (2)
- Organizations and functions (government agencies) (2)
- Prohibited transactions in retail foreign exchange (2)
- Access (1)
- Voting (1)
- Clearing (1)
- Ownership (1)
- Governance (1)
- Membership (1)
- Advertising (1)
- Swap execution facility (1)
- Registered clearing organization (1)
